Senior Group Risk Analyst - Quality Assurance

About this role

Work Location:
New York, New York, United States of America

Hours:
40

Pay Details:
$72,280 - $117,520 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:
Risk Management
Job Description:

The Senior Group Risk Analyst provides a broad range of research, analysis, reporting, monitoring and/or operational process support within a defined area of function. Supports business by providing expert guidance/advice on a range of risk related matters within assigned or own area of specialization. The Senior Group Risk Analyst may support and/or provide oversight, commentary, and strategy analysis in connection to team and/or individual initiatives.

Department Overview:

The Non-Financial Risk Management program team is accountable for driving coordination across Risk programs, and the oversight of Change and Delivery Risk. The team currently orchestrates eGRC work across the enterprise, is the business owner of eGRC tooling, and is driving the refinement and maturation of the Operating Model for Risk and Compliance.

Depth & Scope:

Utilizes expertise to exercise sound and expert independent professional judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters
Empowered to make prudent professional recommendations - in rendering advice and counsel to business lines or assigned area and risk which impact performance of the business and overall enterprise strategies and objectives
Integrates the broader organizational context into advice and solutions within own functional area
Understands the industry, competition and the factors that differentiate the organization
Acts as the primary subject matter expert and expected to make sound decisions in setting standards within area of expertise
Applies expert knowledge and best practices to implement process, product or service improvements
Oversees and/or independently performs tasks from end to end
Acts as a subject matter expert within own area of specialty or as a resource for others
Leads projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs
Executes on complex problems requiring analysis of multiple variables, including consultation with multiple stakeholders
Recommends and implements solution within own are or responsibility that impact the strategies and objectives of the department
Uses advanced methods to contribute to new solutions and recommends standards against which others will operate
Impacts a high level of complexity in operational/reporting/process and/or analysis function requiring medium to longer term focus. Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise. Builds stakeholder alignment in leading projects and activities; may provide process and subject matter advice at senior levels
Works independently as the senior technical lead and guides others within area of expertise
Identifies and leads problem resolution for complex issues at all levels

Education & Experience:

Undergraduate degree or technical professional certification and/or
5+ years relevant experience
Proficient knowledge of risk management, programs, policies, practices & reporting for business supported and/or area of discipline
Understanding and experience with various programing tools
Knowledge of risk management environment, standards, regulations and mitigation
Knowledge of current and emerging competitor and market trends
Ability to lead, plan, implement, and evaluate program/project activities to ensure completion of initiatives
Advanced skill in using analytical software tools, data analysis methods and reporting techniques
Skill in using computer applications including MS Office
Ability to communicate effectively in both oral and written form
Ability to work collaboratively and build relationships
Ability to work successfully as a member of a team and independently
Ability to exercise sound judgement in making decisions
Ability to analyze, organize and prioritize work while meeting multiple deadlines
Ability to handle confidential information with discretion

Additional Role Responsibilities:

The Group Risk Specialist is an enterprise role which works with various stakeholders across Risk Management and Technology, including but not limited to, Non-Financial Risk Management, Compliance, Financial Crimes, Audit, Enterprise Protect, and Platforms and Technology teams that support Risk. This role engages with all lines of business across the enterprise.

Issues Management program accountabilities

Assist in the implementation and execution of the Quality Assurance process

Issues Management operational accountabilities

Assist with assessment of enterprise-wide Issues data within eGRC ServiceNow.
Engage with various Issue stakeholders to discuss and address assessment results.

Preferred Qualifications:

Previous experience in Risk Management
Previous experience with Operational Risk Management Programs and Frameworks including Risks, Controls, Issue Management, etc.
Working knowledge of Taxonomies
High proficiency in MS Office, particularly Excel (e.g., pivot tables, charts, etc.)
Strong sense of ownership and continuous-improvement mindset, paired…