Compliance Lead – Prediction Markets

About this role

High Roller Technologies is looking for an experienced Compliance Lead – Prediction Markets to support our growing US prediction markets business.
This is a hands-on role working closely with Legal, Product, Marketing, Operations and senior leadership to manage our day-to-day compliance requirements and ensure we continue to meet applicable CFTC and NFA obligations as the business grows.
This is a fully remote position, open to candidates based anywhere in the United States.
What You’ll Do

• Manage the day-to-day compliance program for our US prediction markets business.

• Review and approve marketing and promotional materials across internal teams, partners and affiliates.

• Manage employee and Board compliance training, including AML, prediction markets, new hire and annual refresher training.

• Coordinate annual AML audits, regulatory audits and examinations, including those required by the NFA or other applicable regulatory bodies.

• Maintain the compliance calendar, compliance manual and regulatory records.

• Review and update internal policies, procedures, Terms & Conditions and other regulatory documentation.

• Assist with NFA/CFTC filings, applications and ongoing regulatory submissions, including other potential prediction market applications or registrations the Company may pursue.

• Support the maintenance of existing regulatory registrations and associated compliance requirements.

• Support compliance requirements for new products, features and event contracts.

• Monitor relevant regulatory developments and work with internal teams to implement required changes.

Requirements
What You’ll Bring

• 5+ years of compliance experience within financial services, derivatives, futures, prediction markets or another relevant regulated environment.

• Strong working knowledge of CFTC and NFA requirements.

• Experience with regulatory filings, audits, examinations and compliance policies.

• Strong organisational skills with the ability to manage multiple regulatory deadlines and priorities.

• A practical, hands-on approach and the ability to work independently in a fast-moving environment.

• Excellent written and verbal communication skills.

• Experience within prediction markets or another CFTC/NFA-regulated business is highly desirable.

A law degree or bar admission is not required.
What We Offer

• Competitive health and welfare benefits

• 401(k) retirement plan with company match

• Flexible vacation policy

• Home office setup reimbursement

• Access to mental health support

Originally posted on Himalayas