Business Risk & Controls Testing Analyst

About this role

*Sponsorship Not Available*

RESPONSIBILITIES

• Develop testing procedures to evaluate the design and effectiveness of key controls across all lines of business

• Execute testing plans as directed by the Business Risk& Control Testing Manager

• Document testing procedures and results in sufficient detail to allow for independent re-performance from auditors or regulators

• Perform initial root cause analysis with business staff upon the identification of a testing exception

• Perform initial documentation of identified issues based on industry standards and internal procedures

• Maintain a working knowledge of industry best practices for testing techniques

• Maintain awareness of and adherence to Bank’s compliance requirements and risk management concepts, expectations, policies and procedures and apply them to daily tasks

• Deliver a consistent, high level of service within our Serving More standards

• Other duties as assigned

COMPETENCIES

• Interpersonal/Customer Service Skills

• Written and Verbal Communication

• Ability to understand and follow directions

• Adaptable to change

• Basic Computer Skills

SCHEDULE
Typical office hours are Monday through Friday 8am to 5pm. This position is exempt and full-time. A minimum 40 hours is required per week.
EDUCATION - CERTIFICATIONS - WORK EXPERIENCE
At a minimum, employees must obtain a HS Diploma or GED
2-4 years experience in the financial services industry preferably in risk management, compliance, internal audit, or quality control/assurance.
SOX experience is preferred.
PHYSICAL REQUIREMENTS
This position must be able to remain in a stationary position a minimum of 75% of the time, constantly operate a computer, and be able to be in constant communication with coworkers.
Originally posted on Himalayas